Among the various aspects of algorithmic fairness studied in recent years, the tension between satisfying both \textit{sufficiency} and \textit{separation} -- e.g. the ratios of positive or negative predictive values, and false positive or false negative rates across groups -- has received much attention. Following a debate sparked by COMPAS, a criminal justice predictive system, the academic community has responded by laying out important theoretical understanding, showing that one cannot achieve both with an imperfect predictor when there is no equal distribution of labels across the groups. In this paper, we shed more light on what might be still possible beyond the impossibility -- the existence of a trade-off means we should aim to find a good balance within it. After refining the existing theoretical result, we propose an objective that aims to balance \textit{sufficiency} and \textit{separation} measures, while maintaining similar accuracy levels. We show the use of such an objective in two empirical case studies, one involving a multi-objective framework, and the other fine-tuning of a model pre-trained for accuracy. We show promising results, where better trade-offs are achieved compared to existing alternatives.
翻译:在近年来研究的算法公平的各个方面,满足正或负预测值比率和跨群体虚假正或假负负率之间的矛盾 -- -- 例如,各群体之间正负预测值比率和假正或假负率之间的矛盾 -- -- 引起了人们的极大关注。在由刑事司法预测系统COMPAS引发的辩论之后,学术界的反应是提出重要的理论理解,表明当各群体之间没有平等分配标签时,不能以不完善的预测器实现这种不完善的预测器。在本文中,我们更清楚地说明了可能仍然不可能实现的 -- -- 是否存在一种交易手段,我们应该力求在其中找到一个良好的平衡。在改进现有的理论结果之后,我们提出一个目标,在保持类似的准确性水平的同时,力求平衡兼顾\textit{足}和\textit{sparation}措施。我们在两个经验性案例研究中展示了这样一个目标的用途:一个涉及多目标框架,另一个涉及预先培训的准确性模型的微调。我们展示了有希望的结果,与现有的替代方法相比,在哪些方面实现更好的交易。