As machine learning (ML) models are increasingly being employed to make consequential decisions, there has been a growing interest in developing techniques which can provide recourse to affected individuals. Majority of these techniques provide recourse under the assumption that the affected individuals will implement the prescribed recourses \emph{exactly}. However, recourses often get implemented in a noisy and inconsistent manner due to a variety of reasons e.g., an individual who was asked to increase their salary by \$500 may get a promotion which comes with a raise of \$505. Motivated by this, we study the problem of recourse invalidation in the face of noisy human responses. More specifically, we theoretically and empirically analyze the behavior of state-of-the-art algorithms, and demonstrate that the recourses generated by these algorithms are very likely to be invalidated (i.e., result in negative outcomes) if small changes are made to them. We further propose a novel framework, EXPECTing noisy responses (\texttt{EXPECT}), which addresses the aforementioned problem by explicitly minimizing the probability of recourse invalidation in the face of noisy responses. Our framework can ensure that the resulting recourses are invalidated at most $r \%$ of the time, where $r$ is provided as input by the end user requesting recourse. By doing so, our framework provides end users with greater control in navigating the trade-offs between recourse costs and robustness to noisy responses. Experimental evaluation with multiple real world datasets demonstrates the efficacy of the proposed framework, and validates our theoretical findings.
翻译:由于越来越多地采用机器学习(ML)模式来做出相应的决定,人们越来越有兴趣开发能够向受影响的个人提供求助手段的技术,这些技术中的大多数都提供了一种假设,即受影响的个人将实施规定的追索手段。然而,由于各种原因,例如,一个被要求提高工资以每500美元计薪的人可能会得到一种促销,并因此而增加505美元。我们研究在人类反应吵闹的情况下追索无效的问题。更具体地说,我们从理论上和经验上分析最先进的算法的行为,并表明如果对这些算法作出小的改变,这些算法产生的追索往往会变得杂乱而不一致(例如,造成负面结果)。我们进一步提议了一个新的框架,即利用多种噪音反应(clittet {EXPECT}),解决上述问题,明确减少在面对最吵闹的人类反应时追索无效的可能性。我们的框架通过要求更激烈的用户在最后的追索价时,可以确保最终的追索费成本。