The scientific community discourages authors of research papers from citing papers that did not influence them. Such "rhetorical" citations are assumed to degrade the literature and incentives for good work. While a world where authors cite only substantively appears attractive, we argue that mandating substantive citing may have underappreciated consequences on the allocation of attention and dynamism in scientific literatures. We develop a novel agent-based model in which agents cite substantively and rhetorically. Agents first select papers to read based on their expected quality, read them and observe their actual quality, become influenced by those that are sufficiently good, and substantively cite them. Next, agents fill any remaining slots in the reference lists by (rhetorically) citing papers that support their narrative, regardless of whether they were actually influential. By turning rhetorical citing on-and-off, we find that rhetorical citing increases the correlation between quality and citations, increases citation churn, and reduces citation inequality. This occurs because rhetorical citing redistributes some citations from a stable set of elite-quality papers to a more dynamic set with high-to-moderate quality and high rhetorical value. Increasing the size of reference lists, often seen as an undesirable trend, amplifies the effects. In sum, rhetorical citing helps deconcentrate attention and makes it easier to displace incumbent ideas, so whether it is indeed undesirable depends on the metrics used to judge desirability.
翻译:科学界反对科研论文作者引用那些没有对自己产生影响的论文。这种“修饰性”引用被认为有损于文献的品质和促进良好工作的动力。虽然只引用实质性的文献的世界似乎很有吸引力,但我们认为强制实质性引用可能对科学文献的关注和活力分配产生未被充分认识的影响。我们开发了一个新的基于代理的模型,其中代理分别引用实质的和修饰性的文献。代理先根据其预期质量选择论文阅读,读取它们并观察它们的实际质量,受到那些足够好的文献的影响,并实质性地引用它们。接下来,代理通过引用支持自己叙述的论文(无论它们是否具有实际影响力),填补引用列表中的任何剩余位置(修饰性引用)。通过开启和关闭修饰性引用,我们发现修饰性引用增加了质量与引用之间的相关性,增加了引用流动性,并减少了引用不平等现象。这是因为修饰性引用将部分引用从一组稳定的精英质量论文重新分配给一组具有高到中等质量和更高修饰价值的动态论文。引用列表的增加(人们通常将其视为不良趋势)放大了这些效应。总而言之,修饰性引用有助于分散注意力,并使取代现有想法更容易,因此其是否不良取决于用于判断可取性的指标。