BRAVO, based on Wald's SPRT for the Bernoulli distribution, is the most widely tried method for risk-limiting election audits. It cannot accommodate sampling without replacement or stratified sampling, which can improve efficiency and are sometimes required by law. It applies only to ballot-polling audits, which are less efficient than comparison audits. It applies to plurality, majority, super-majority, proportional representation, and ranked-choice voting contests, but not to many other social choice functions for which there are RLA methods, such as approval voting, STAR-voting, Borda count, and general scoring rules. And while it has the smallest expected sample size among sequentially valid ballot-polling-with-replacement methods when the reported vote shares are exactly correct, BRAVO can require arbitrarily large samples when the reported reported winner(s) really won but the reported vote shares are incorrect. ALPHA is a simple generalization of BRAVO that (i) works for sampling with and without replacement; (ii) can be used with stratified sampling; (iii) works not only for ballot-polling but also for ballot-level comparison, batch-polling, and batch-level comparison audits, sampling with or without replacement, uniformly or with weights proportional to a measure of size; (iv) works for all social choice functions covered by SHANGRLA, including approval voting, Borda count, and all scoring rules; and (v) in situations where both ALPHA and BRAVO apply, requires smaller samples than BRAVO when the reported vote shares are wrong but the outcome is correct -- five orders of magnitude in some examples. ALPHA includes the family of betting martingale tests in RiLACS, with a different betting strategy parametrized as an estimator of the population mean, and flexibility to accommodate sampling weights and population bounds that change with each draw. A Python implementation is provided.
翻译:BRAVO根据Wald's SPRT为Bernoulli分发的《Bernoulli》, 是风险限制选举审计中最广泛尝试的方法。 它无法在没有替换或分层抽样的情况下进行抽样, 这可以提高效率, 有时是法律要求的。 它只适用于选票投票审计, 比比较审计效率低。 它适用于多元性、多数、超多数、超多数、比例代表和排名投票比赛, 但不适用于其他许多有RLA方法的社会选择功能, 如批准投票、STAR投票、Borda计数和通用评分规则。 它在报告选票份额完全正确时, 只能使用顺序有效投票投票和分级投票方法中最小的样本规模。 BRAVO可以要求任意大的样本, 而报告的选票份额是不正确的。 ALPHA是一个简单概括的BRAVO(i) 用于抽样和不平均比率(iLVOi), 用于抽样和最低比率( ) (i) (i) 用于抽样取样, 和最低比率的比值 ) 和最低比率 的比值 的比值 。