Most epidemiologic cohorts are composed of volunteers who do not represent the general population. To enable population inference from cohorts, we and others have proposed utilizing probability survey samples as external references to develop a propensity score (PS) for membership in the cohort versus survey. Herein we develop a unified framework for PS-based weighting (such as inverse PS weighting (IPSW)) and matching methods (such as kernel-weighting (KW) method). We identify a fundamental Strong Exchangeability Assumption (SEA) underlying existing PS-based matching methods whose failure invalidates inference even if the PS-model is correctly specified. We relax the SEA to a Weak Exchangeability Assumption (WEA) for the matching method. Also, we propose IPSW.S and KW.S methods that reduce the variance of PS-based estimators by scaling the survey weights used in the PS estimation. We prove consistency of the IPSW.S and KW.S estimators of population means and prevalences under WEA, and provide asymptotic variances and consistent variance estimators. In simulations, the KW.S and IPSW.S estimators had smallest MSE. In our data example, the original KW estimates had large bias, whereas the KW.S estimates had the smallest MSE.
翻译:大部分的流行病学群由不代表一般人口的志愿者组成。为了能够从群体中推断出人口,我们和其他方面建议利用概率调查样本作为外部参考,为组群成员和调查制定一种倾向性评分(PS),这里我们为基于PS的加权(如反PS加权(IPSW))和匹配方法(如内核加权(KW)方法)制定了统一框架。我们确定了一种基于基于PS的现有匹配方法的基本强性互换假设(SEA),这些方法的失败使PS模型的误判无效,即使PS模型有正确的规定。我们用SEA为匹配方法将SEA放松到一个薄弱的互换假设(WEA)。此外,我们提出了基于PS的加权(例如反PS加权(IPSW))和匹配方法(例如内核加权(KW)方法)的统一框架。我们证明了IPSW.S.S.S.和KW.对人口手段和流行程度的估测算结果与W.在WAEA类中的最小的估算数据是不变的。