Towards Understanding Why Mask-Reconstruction Pretraining Helps in Downstream Tasks

For unsupervised pretraining, mask-reconstruction pretraining (MRP) approaches randomly mask input patches and then reconstruct pixels or semantic features of these masked patches via an auto-encoder. Then for a downstream task, supervised fine-tuning the pretrained encoder remarkably surpasses the conventional supervised learning (SL) trained from scratch. However, it is still unclear 1) how MRP performs semantic learning in the pretraining phase and 2) why it helps in downstream tasks. To solve these problems, we theoretically show that on an auto-encoder of a two/one-layered convolution encoder/decoder, MRP can capture all discriminative semantics in the pretraining dataset, and accordingly show its provable improvement over SL on the classification downstream task. Specifically, we assume that pretraining dataset contains multi-view samples of ratio $1-\mu$ and single-view samples of ratio $\mu$, where multi/single-view samples has multiple/single discriminative semantics. Then for pretraining, we prove that 1) the convolution kernels of the MRP encoder captures all discriminative semantics in the pretraining data; and 2) a convolution kernel captures at most one semantic. Accordingly, in the downstream supervised fine-tuning, most semantics would be captured and different semantics would not be fused together. This helps the downstream fine-tuned network to easily establish the relation between kernels and semantic class labels. In this way, the fine-tuned encoder in MRP provably achieves zero test error with high probability for both multi-view and single-view test data. In contrast, as proved by~[3], conventional SL can only obtain a test accuracy between around $0.5\mu$ for single-view test data. These results together explain the benefits of MRP in downstream tasks. Experimental results testify to multi-view data assumptions and our theoretical implications.