Amidst rising appreciation for privacy and data usage rights, researchers have increasingly acknowledged the principle of data minimization, which holds that the accessibility, collection, and retention of subjects' data should be kept to the bare amount needed to answer focused research questions. Applying this principle to randomized controlled trials (RCTs), this paper presents algorithms for making accurate inferences from RCTs under stringent data retention and anonymization policies. In particular, we show how to use recursive algorithms to construct running estimates of treatment effects in RCTs, which allow individualized records to be deleted or anonymized shortly after collection. Devoting special attention to non-i.i.d. data, we further show how to draw robust inferences from RCTs by combining recursive algorithms with bootstrap and federated strategies.
翻译:在对隐私权和数据使用权日益重视的同时,研究人员日益承认数据最小化原则,认为对对象数据的获取、收集和保留应保持在回答重点研究问题所需的最基本数量。将这一原则应用于随机控制的试验(RCTs),本文介绍了在严格的数据保留和匿名政策下从RCTs得出准确推论的算法。特别是,我们展示了如何使用累进算法构建对RCTs治疗效应的运行估计,这种算法使得个人化记录在收集后不久就被删除或匿名。我们特别注意非i.i.d.数据,进一步展示了如何通过将累进算法与靴子和联动战略相结合,从RCTs得出有力的推论。