Recent work highlights the role of causality in designing equitable decision-making algorithms. It is not immediately clear, however, how existing causal conceptions of fairness relate to one another, or what the consequences are of using these definitions as design principles. Here, we first assemble and categorize popular causal definitions of algorithmic fairness into two broad families: (1) those that constrain the effects of decisions on counterfactual disparities; and (2) those that constrain the effects of legally protected characteristics, like race and gender, on decisions. We then show, analytically and empirically, that both families of definitions \emph{almost always} -- in a measure theoretic sense -- result in strongly Pareto dominated decision policies, meaning there is an alternative, unconstrained policy favored by every stakeholder with preferences drawn from a large, natural class. For example, in the case of college admissions decisions, policies constrained to satisfy causal fairness definitions would be disfavored by every stakeholder with neutral or positive preferences for both academic preparedness and diversity. Indeed, under a prominent definition of causal fairness, we prove the resulting policies require admitting all students with the same probability, regardless of academic qualifications or group membership. Our results highlight formal limitations and potential adverse consequences of common mathematical notions of causal fairness.
翻译:最近的工作凸显了因果关系在设计公平决策算法方面的作用。然而,目前尚不十分清楚现有的公平因果概念彼此之间如何相互关联,或者使用这些定义作为设计原则的后果如何。在这里,我们首先将算法公平流行因果定义归纳为两大家庭:(1) 限制反事实差异决定的影响;(2) 限制诸如种族和性别等受法律保护的特征对决策的影响;然后,我们从分析上和经验上表明,定义的两种家庭 -- -- 从某种程度的理论意义上说 -- -- 导致Pareto强烈主导决策政策,这意味着每个利益有关方都有一种不受约束的政策,它们偏好于大型自然阶级。例如,在大学录取决定中,限制满足因果公平定义的政策会受到对学术准备和多样性具有中立或积极偏好倾向的每一个利益有关利益方的反对。事实上,根据对因果关系的突出定义,我们证明由此产生的政策要求承认所有学生具有相同的概率,而不管学术资格或群体是否具有共同的因果关系。