Many high-stake decisions follow an expert-in-loop structure in that a human operator receives recommendations from an algorithm but is the ultimate decision maker. Hence, the algorithm's recommendation may differ from the actual decision implemented in practice. However, most algorithmic recommendations are obtained by solving an optimization problem that assumes recommendations will be perfectly implemented. We propose an adherence-aware optimization framework to capture the dichotomy between the recommended and the implemented policy and analyze the impact of partial adherence on the optimal recommendation. We show that overlooking the partial adherence phenomenon, as is currently being done by most recommendation engines, can lead to arbitrarily severe performance deterioration, compared with both the current human baseline performance and what is expected by the recommendation algorithm. Our framework also provides useful tools to analyze the structure and to compute optimal recommendation policies that are naturally immune against such human deviations, and are guaranteed to improve upon the baseline policy.
翻译:许多高层决策都遵循专家参与结构,即人类操作者接受算法的建议,但却是最终决策者。因此,算法的建议可能与实际执行的实际决定不同。然而,多数算法建议是通过解决优化问题获得的,而优化问题假定建议将得到完全执行。我们提议一个遵守意识优化框架,以捕捉建议与执行政策之间的二分法,分析部分遵守政策对最佳建议的影响。我们表明,与目前人类基线业绩和建议算法预期的情况相比,忽视部分遵守现象(目前大多数建议引擎正在这样做)可能导致任意的严重性能恶化。我们的框架还提供了有用的工具,用以分析结构,并计算出自然不受这种人类偏差影响的最佳建议政策,并保证改进基线政策。