Legal literature on machine learning (ML) tends to focus on harms, and thus tends to reason about individual model outcomes and summary error rates. This focus has masked important aspects of ML that are rooted in its reliance on randomness -- namely, stochasticity and non-determinism. While some recent work has begun to reason about the relationship between stochasticity and arbitrariness in legal contexts, the role of non-determinism more broadly remains unexamined. In this paper, we clarify the overlap and differences between these two concepts, and show that the effects of non-determinism, and consequently its implications for the law, become clearer from the perspective of reasoning about ML outputs as distributions over possible outcomes. This distributional viewpoint accounts for randomness by emphasizing the possible outcomes of ML. Importantly, this type of reasoning is not exclusive with current legal reasoning; it complements (and in fact can strengthen) analyses concerning individual, concrete outcomes for specific automated decisions. By illuminating the important role of non-determinism, we demonstrate that ML code falls outside of the cyberlaw frame of treating ``code as law,'' as this frame assumes that code is deterministic. We conclude with a brief discussion of what work ML can do to constrain the potentially harm-inducing effects of non-determinism, and we indicate where the law must do work to bridge the gap between its current individual-outcome focus and the distributional approach that we recommend.
翻译:有关机器学习(ML)的法律文献往往侧重于伤害,因此倾向于解释个人模型结果和简易误差率。这一重点掩盖了ML的重要方面,其根源在于随机性 -- -- 即随机性和非确定性。虽然最近的一些工作已开始说明法律背景中随机性和任意性之间的关系,但非确定性作用的作用仍然未受到广泛审查。在本文件中,我们澄清了这两个概念之间的重叠和差异,并表明非确定性的影响及其对法律的影响,从关于ML产出作为可能的结果的分布的推理的角度来看,这些影响已变得更加清晰。这种分布性观点通过强调ML的可能结果来说明随机性。重要的是,这种推理并非目前的法律推理所独有;它补充(而且事实上可以加强)关于具体自动决定的具体结果的分析。通过说明非确定性概念的重要作用,我们表明ML代码在网络法框架之外,从目前关于ML产出作为可能的结果的分布,我们如何将当前的解释作为法律的缩略论作为法律的缩略性框架来决定,我们如何确定法律的缩略性工作。