Causal mediation analysis studies how the treatment effect of an exposure on outcomes is mediated through intermediate variables. Although many applications involve longitudinal data, the existing methods are not directly applicable to settings where the mediators are measured on irregular time grids. In this paper, we propose a causal mediation method that accommodates longitudinal mediators on arbitrary time grids and survival outcomes simultaneously. We take a functional data analysis perspective and view longitudinal mediators as realizations of underlying smooth stochastic processes. We define causal estimands of direct and indirect effects accordingly and provide corresponding identification assumptions. We employ a functional principal component analysis approach to estimate the mediator process, and propose a Cox hazard model for the survival outcome that flexibly adjusts the mediator process. We then derive a g-computation formula to express the causal estimands using the model coefficients. The proposed method is applied to a longitudinal data set from the Amboseli Baboon Research Project to investigate the causal relationships between early adversity, adult physiological stress responses, and survival among wild female baboons. We find that adversity experienced in early life has a significant direct effect on females' life expectancy and survival probability, but find little evidence that these effects were mediated by markers of the stress response in adulthood. We further developed a sensitivity analysis method to assess the impact of potential violation to the key assumption of sequential ignorability.
翻译:虽然许多应用方法都涉及纵向数据,但现有方法并不直接适用于调解人在非正常时间网格上衡量的情景。在本文件中,我们提出一个因果调解方法,既包括任意时间网和生存结果的纵向调解人,又包括任意时间网和生存结果的因果调解方法。我们从功能性数据分析角度出发,将纵向调解人视为基本平稳随机过程的实现。我们相应地界定直接和间接影响的因果估计,并提供相应的识别假设。我们采用功能性主要组成部分分析方法来估计调解人的过程,并为维持结果提出一个可灵活调整调解过程的考克斯危险模型。我们然后提出一个计算公式,用模型系数表达因果估计因素。拟议方法用于安博塞利·巴博恩研究项目的纵向数据集,以调查早期逆、成人生理应激反应和野生雌性鲸间生存之间的因果关系。我们发现,早期遭遇的逆难对女性生命期望和生存结果产生了显著的直接影响,灵活地调整了调解过程。我们随后提出一个计算公式,用模型来表达因果性估计的因果性定序压力的潜在影响。