基于嵌入性理论的中小企业开放式创新风险控制研究

项目名称： 基于嵌入性理论的中小企业开放式创新风险控制研究

项目编号： No.71462006

项目类型： 地区科学基金项目

立项/批准年度： 2015

项目学科： 管理科学

项目作者： 闫春

作者单位： 桂林理工大学

项目金额： 35万元

中文摘要： 在开放式创新网络中参与主体间优势互补的吸引下，越来越多的中小企业加入了这一行列。可是中小企业无法像大企业一样凭借资源、技术和市场优势分散创新开放带来的潜在风险，并已成为制约企业加大创新开放力度的主要障碍。本研究选择中小企业开放式创新风险控制为研究对象，将中小企业的创新开放视为由企业自身、横向主体和纵向主体基于知识、技术和信息要素构成的复杂网络系统，遵循风险要素→风险路径→风险后果→风险控制的研究逻辑，理论分析与实证检验相结合，从网络嵌入的视角，剖析内源性和外源性两种风险要素（风险源）经过创新网络（路径）传导后导致企业创新绩效下降（风险后果）的作用机理，并对风险传导机理随时间变化的动态过程进行仿真模拟，提出以网络能力提升为切入点的风险控制对策建议。在丰富和完善中小企业开放式创新风险分析框架的同时，研究结论对推动中小企业更好地融入开放式创新潮流也具有一定的参考借鉴意义。

中文关键词： 开放式创新；网络嵌入；风险控制；知识产权；商业模式

英文摘要： Attracted by complementary advantages among different participants inside the open innovation network, more and more small and medium enterprises (SMEs) joint this queue. But compared to large firms, SMEs are not able to disperse potential innovation risks with superiorities on resource, technology and market. And this has become dominant obstacle to restrict SMEs from taking more opening innovation actions. This research chooses risk control of SMEs in the process of open innovation as object. Considering SMEs' open innovation as an complex network system composed of firms, horizontal and vertical subjects via factors of knowledge, technology and information. Following the analyzing logic of risk factors → risk path → risk result → risk control, using theoretical and empirical study methods, the research discusses the mechanism of the impact of two risk factors - - endogenous and exogenous risk(the origin of risk) on decline of innovation performance (risk result) through transmitting diferent innovation networks (path) from perspective of network embeddedness. The dynamic process simulation of risk transmitting mechanism will also carry out. On the basis of above results, the research put forward targeted countermeasures from the angle of network capacity improvement for SMEs' open innovation risk control. The research, from one side, has contribution to enrich and improve the construction of an integrated analyzing framework for risk of SMEs' open innovation. From another side, it will also has significant reference value for motivating SMEs to better integrat into open innovation.

英文关键词： open innovation;network embeddedness;risk control;intellectual property;business model