我国政府制度性资源对IT中小企业创新影响：基于效果逻辑理论的多阶段视角

项目名称： 我国政府制度性资源对IT中小企业创新影响：基于效果逻辑理论的多阶段视角

项目编号： No.71302041

项目类型： 青年科学基金项目

立项/批准年度： 2014

项目学科： 管理科学

项目作者： 陈晋

作者单位： 华东理工大学

项目金额： 20万元

中文摘要： 我国IT中小企业是IT行业创新的重要生力军。为降低其创新风险，我国政府投入大量制度性资源。然而，如果不了解IT中小企业创新过程，政府制度性资源很可能反而约束IT中小企业创新。现有研究多把企业内部创新过程当成"黑箱"，尤其对IT中小企业在充满变化的创新过程中如何运用政府制度性资源缺乏研究。因此，本课题引入效果逻辑理论，构建IT中小企业创新过程多阶段模型；在多阶段模型基础上，既研究在各阶段内部，政府制度性资源如何各自影响和交互影响IT中小企业创新过程，也研究在跨阶段间，各种政府制度性资源之间的交互作用。最后界定IT中小企业内外部情境因素，研究其对政府制度性资源的调节作用。研究成果将发展与完善具有我国特色的IT中小企业创新战略理论，揭示我国政府制度性资源对IT中小企业创新的影响机制和路径。研究成果也将帮助IT中小企业理解如何有效利用政府制度性资源实现创新，并帮助政府加强制度性资源优化配置。

中文关键词： 政府资助；企业资源；研发；创新；创业

英文摘要： In China, political institutions (i.e., government and its agencies) act as a major force in defining and mobilizing resources. Small and medium IT firms (IT SMEs) endeavor to obtain resources from political institutions, named as political institutional resources (PIRs), to overcome insurmountable handicap of resource deficiency and to reduce the risk of innovation. However, how PIRs matter remains unclear. Prior studies often regarded the intra-firm process of innovation as a "black-box", and only focused on whether firms' innovation outputs change as reaction to government's innovation policies. They overlooked that IT SMEs may have an effectual approach of innovation process, and are heterogeneous in their strategy and ability to utilize PIRs. Acknowledging this gap, this research project examines the influences of PIRs on IT SMEs by opening the black-box of their innovation process. Drawing on the Effectuation theory, we divide IT innovation process into four stages, and develop theoretical models at each stage to explain how different PIRs interact with each other in shaping firms' innovation performance in that stage. We provide deep insights to see whether PIRs at different stages would also interact with each other and have synergic effects on firms' innovation performance. Furthermore, we also examin

英文关键词： Government subsidy；firm resource；R&D；innovation；entrepreneurship