Contrary to common belief, we show that gradient ascent-based unconstrained optimization methods frequently fail to perform machine unlearning, a phenomenon we attribute to the inherent statistical dependence between the forget and retain data sets. This dependence, which can manifest itself even as simple correlations, undermines the misconception that these sets can be independently manipulated during unlearning. We provide empirical and theoretical evidence showing these methods often fail precisely due to this overlooked relationship. For random forget sets, this dependence means that degrading forget set metrics (which, for a retrained model, should mirror test set metrics) inevitably harms overall test performance. Going beyond random sets, we consider logistic regression as an instructive example where a critical failure mode emerges: inter-set dependence causes gradient descent-ascent iterations to progressively diverge from the ideal retrained model. Strikingly, these methods can converge to solutions that are not only far from the retrained ideal but are potentially even further from it than the original model itself, rendering the unlearning process actively detrimental. A toy example further illustrates how this dependence can trap models in inferior local minima, inescapable via finetuning. Our findings highlight that the presence of such statistical dependencies, even when manifest only as correlations, can be sufficient for ascent-based unlearning to fail. Our theoretical insights are corroborated by experiments on complex neural networks, demonstrating that these methods do not perform as expected in practice due to this unaddressed statistical interplay.
翻译:与普遍认知相反,本文揭示基于梯度上升的无约束优化方法在实现机器遗忘任务时频繁失效,我们将此现象归因于遗忘数据集与保留数据集之间固有的统计依赖性。这种依赖性——即使表现为简单的相关性——也颠覆了"在遗忘过程中可独立操纵这两类数据集"的误解。我们通过实证与理论证据表明,这些方法的失败正是源于这种被忽视的数据关联。对于随机选择的遗忘集,这种依赖性意味着:降低遗忘集评估指标(对于重训练模型而言,该指标本应与测试集指标一致)必然会损害整体测试性能。超越随机集的范畴,我们以逻辑回归作为示例揭示了一个关键失效模式:数据集间的依赖性导致梯度下降-上升迭代逐步偏离理想的重训练模型。引人注目的是,这些方法可能收敛到不仅远离理想重训练解,甚至比原始模型更偏离的解,使得遗忘过程产生负面效果。一个简化示例进一步阐释了这种依赖性如何将模型困于次优局部极小值,且无法通过微调逃脱。我们的研究强调,即使仅表现为相关性,此类统计依赖的存在已足以导致基于上升法的遗忘机制失效。我们在复杂神经网络上的实验佐证了理论见解,表明由于未解决的统计交互作用,这些方法在实际中无法达到预期效果。