Understanding and Mitigating Overfitting in Prompt Tuning for Vision-Language Models

Pre-trained Vision-Language Models (VLMs) such as CLIP have shown impressive generalization capability in downstream vision tasks with appropriate text prompts. Instead of designing prompts manually, Context Optimization (CoOp) has been recently proposed to learn continuous prompts using task-specific training data. Despite the performance improvements on downstream tasks, several studies have reported that CoOp suffers from the overfitting issue in two aspects: (i) the test accuracy on base classes first gets better and then gets worse during training; (ii) the test accuracy on novel classes keeps decreasing. However, none of the existing studies can understand and mitigate such overfitting problem effectively. In this paper, we first explore the cause of overfitting by analyzing the gradient flow. Comparative experiments reveal that CoOp favors generalizable and spurious features in the early and later training stages respectively, leading to the non-overfitting and overfitting phenomenon. Given those observations, we propose Subspace Prompt Tuning (SubPT) to project the gradients in back-propagation onto the low-rank subspace spanned by the early-stage gradient flow eigenvectors during the entire training process, and successfully eliminate the overfitting problem. Besides, we equip CoOp with Novel Feature Learner (NFL) to enhance the generalization ability of the learned prompts onto novel categories beyond the training set, needless of image training data. Extensive experiments on 11 classification datasets demonstrate that SubPT+NFL consistently boost the performance of CoOp and outperform the state-of-the-art approach CoCoOp. Experiments on more challenging vision downstream tasks including open-vocabulary object detection and zero-shot semantic segmentation also verify the effectiveness of the proposed method. Codes can be found at https://tinyurl.com/mpe64f89.