Language Models as Black-Box Optimizers for Vision-Language Models

Vision-language models (VLMs) pre-trained on web-scale datasets have demonstrated remarkable capabilities across a variety of vision and multimodal tasks. Currently, fine-tuning methods for VLMs mainly operate in a white-box setting, requiring access to model parameters for backpropagation. However, many VLMs rely on proprietary data and are not open-source, which restricts the use of white-box approaches for fine-tuning. Given that popular private large language models (LLMs) like ChatGPT still offer a language-based user interface, we aim to develop a novel fine-tuning approach for VLMs through natural language prompts, thereby avoiding the need to access model parameters, feature embeddings, or output logits. In this setup, we propose employing chat-based LLMs as black-box optimizers to search for the best text prompt on the illustrative task of few-shot image classification using CLIP. Specifically, we adopt an automatic "hill-climbing" procedure that converges on an effective prompt by evaluating the accuracy of current prompts and asking LLMs to refine them based on textual feedback, all within a conversational process without human-in-the-loop. In a challenging 1-shot learning setup, our simple approach surpasses the white-box continuous prompting method CoOp by an average of 1.5% across 11 datasets including ImageNet. Our approach also outperforms OpenAI's manually crafted prompts and is more efficient than other black-box methods like iterative APE. Additionally, we highlight the advantage of conversational feedback incorporating both positive and negative prompts, suggesting that LLMs can utilize the implicit "gradient" direction in textual feedback for a more efficient search. Lastly, we find that the text prompts generated through our strategy are not only more interpretable but also transfer well across different CLIP architectures in a black-box manner.