AI documentation is a rapidly-growing channel for coordinating the design of AI technologies with policies for transparency and accessibility. Calls to standardize and enact documentation of algorithmic harms and impacts are now commonplace. However, documentation standards for AI remain inchoate, and fail to match the capabilities and social effects of increasingly impactful architectures such as Large Language Models (LLMs). In this paper, we show the limits of present documentation protocols, and argue for dynamic documentation as a new paradigm for understanding and evaluating AI systems. We first review canonical approaches to system documentation outside the context of AI, focusing on the complex history of Environmental Impact Statements (EISs). We next compare critical elements of the EIS framework to present challenges with algorithmic documentation, which have inherited the limitations of EISs without incorporating their strengths. These challenges are specifically illustrated through the growing popularity of Model Cards and two case studies of algorithmic impact assessment in China and Canada. Finally, we evaluate more recent proposals, including Reward Reports, as potential components of fully dynamic AI documentation protocols.
翻译:人工智能(AI)的文档是协调AI技术设计与透明度和可访问性政策之间联系的快速增长渠道。标准化并实施算法损害和影响文档的呼声现在已很普遍。然而,AI文档标准仍未定型,并未匹配越来越受影响的架构(如大型语言模型(LLMs))的能力和社会效应。在本文中,我们展示了目前文档协议的局限性,并主张动态文档作为理解和评估AI系统的新范例。我们首先回顾了AI以外系统文档的典型方法,重点关注环境影响声明(EIS)的复杂历史。然后,我们将EIS框架的关键要素与现有算法文档中的挑战进行比较,这些挑战继承了EIS的局限性,但未纳入其优势。这些挑战通过模型卡的逐渐普及和中国和加拿大算法影响评估的两个案例进行了具体说明。最后,我们评估了更近期的提议,包括奖励报告,作为完全动态AI文档协议的潜在组成部分。