Empirical substantive research, such as in the life or social sciences, is commonly categorized into the two modes exploratory and confirmatory, both of which are essential to scientific progress. The former is also referred to as hypothesis-generating or data-contingent research, while the latter is also called hypothesis-testing research. In the context of empirical methodological research in statistics, however, the exploratory-confirmatory distinction has received very little attention so far. Our paper aims to fill this gap. First, we revisit the concept of empirical methodological research through the lens of the exploratory-confirmatory distinction. Second, we examine current practice with respect to this distinction through a literature survey including 115 articles from the field of biostatistics. Third, we provide practical recommendations toward a more appropriate design, interpretation, and reporting of empirical methodological research in light of this distinction. In particular, we argue that both modes of research are crucial to methodological progress, but that most published studies -- even if sometimes disguised as confirmatory -- are essentially exploratory in nature. We emphasize that it may be adequate to consider empirical methodological research as a continuum between "pure" exploration and "strict" confirmation, recommend transparently reporting the mode of conducted research within the spectrum between exploratory and confirmatory, and stress the importance of study protocols written before conducting the study, especially in confirmatory methodological research.
翻译:在生命科学或社会科学等领域的实证实质性研究中,通常可区分为探索性与验证性两种研究模式,二者对科学进展均至关重要。前者亦被称为假设生成型或数据依赖性研究,而后者则称为假设检验型研究。然而,在统计学的实证方法论研究背景下,探索性与验证性的区分迄今鲜受关注。本文旨在填补这一空白。首先,我们通过探索性与验证性的区分视角重新审视实证方法论研究的概念。其次,我们通过对生物统计学领域115篇文献的调研,考察当前实践在该区分上的现状。第三,基于此区分,我们为实证方法论研究的设计、阐释与报告提供了更合理的实践建议。特别指出,两种研究模式对方法论进展均至关重要,但多数已发表研究——即使有时以验证性为名——本质上仍属探索性研究。我们强调,将实证方法论研究视为‘纯粹’探索与‘严格’验证之间的连续体是恰当的,建议在研究报告中透明说明所采用模式在探索性与验证性光谱中的定位,并着重强调在研究实施前撰写研究方案的重要性,尤其在验证性方法论研究中。