Transportability, the ability to maintain performance across populations, is a desirable property of markers of clinical outcomes. However, empirical findings indicate that markers often exhibit varying performances across populations. For prognostic markers that are advertised as predictive risk equations, oftentimes a form of updating is required when the equation is transported to populations with different disease prevalences. Here, we revisit transportability of prognostic markers through the lens of the foundational framework of sufficient component causes (SCC). We argue that transporting a marker 'as is' implicitly assumes predictive values are transportable, whereas conventional prevalence adjustment shifts the locus of transportability to accuracy metrics (sensitivity and specificity). Using a minimalist SCC framework that decomposes risk prediction into its causal constituents, we show that both approaches rely on strong assumptions about the stability of cause distributions. A SCC framework instead invites making transparent assumptions about how different causes vary across populations, leading to different transportation methods. For example, in the absence of any external information other than disease prevalence, a cause-neutral perspective can assume all causes are responsible for change in prevalence, leading to a new form of marker transportation. Numerical experiments demonstrate that different transportability assumptions lead to varying degrees of information loss, depending on the distribution of causes. A SCC perspective challenges common assumptions and practices for marker transportability, and proposes transportation algorithms that reflect our knowledge or assumptions about how causes vary across populations.
翻译:可迁移性(即在跨群体中保持性能的能力)是临床结局标志物的理想特性。然而,实证研究表明,标志物在不同群体中常表现出性能差异。对于作为预测风险方程推广的预后标志物,当方程迁移至疾病患病率不同的群体时,通常需要进行某种形式的更新。本文通过充分病因(SCC)这一基础框架重新审视预后标志物的可迁移性问题。我们认为,直接迁移标志物隐含地假设预测值具有可迁移性,而传统的患病率调整则将可迁移性的关注点转移至准确度指标(敏感性与特异性)。通过一个将风险预测分解为因果构成要素的简约SCC框架,我们证明这两种方法均依赖于病因分布稳定性的强假设。SCC框架则提倡对不同病因如何随群体变化作出透明假设,从而衍生出不同的迁移方法。例如,在仅掌握疾病患病率而无其他外部信息的情况下,病因中性视角可假设所有病因共同导致患病率变化,由此产生一种新的标志物迁移形式。数值实验表明,不同的可迁移性假设会导致不同程度的信息损失,具体取决于病因的分布情况。SCC视角对标志物可迁移性的常见假设与实践提出了挑战,并提出了能反映我们对病因跨群体变化认知或假设的迁移算法。