In prevalent cohort studies with delayed entry, time-to-event outcomes are often subject to left truncation where only subjects that have not experienced the event at study entry are included, leading to selection bias. Existing methods for handling left truncation mostly rely on the (quasi-)independence assumption or the weaker conditional (quasi-)independence assumption which assumes that conditional on observed covariates, the left truncation time and the event time are independent on the observed region. In practice, however, our analysis of the Honolulu Asia Aging Study (HAAS) suggests that the conditional quasi-independence assumption may fail because measured covariates often serve only as imperfect proxies for the underlying mechanisms, such as latent health status, that induce dependence between truncation and event times. To address this gap, we propose a proximal weighting identification framework that admits the dependence-inducing factors may not be fully observed. We then construct an estimator based on the framework and study its asymptotic properties. We examine the finite sample performance of the proposed estimator by comprehensive simulations, and apply it to analyzing the cognitive impairment-free survival probabilities using data from the Honolulu Asia Aging Study.
翻译:在延迟入组的现患队列研究中,时间-事件结局常受左截断影响,即仅纳入研究开始时尚未发生事件的个体,从而导致选择偏倚。现有处理左截断的方法大多依赖于(拟)独立性假设或较弱的条件(拟)独立性假设,该假设要求在给定观测协变量的条件下,左截断时间与事件时间在观测区域内相互独立。然而在实践中,我们对檀香山亚洲老龄化研究(HAAS)的分析表明,条件拟独立性假设可能失效,因为测量协变量往往仅作为潜在机制(如潜在健康状况)的不完美代理变量,而这些机制会导致截断时间与事件时间之间的相依性。为弥补这一不足,我们提出了一个代理加权识别框架,该框架允许诱导相依性的因素未被完全观测。随后我们基于该框架构建估计量并研究其渐近性质。通过大量模拟研究检验了所提估计量在有限样本下的表现,并将其应用于檀香山亚洲老龄化研究数据以分析无认知障碍生存概率。